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Investment Compliance Specialist, UCITS Regulations

4 miesięcy temu


Krakow, Polska Brown Brothers Harriman Pełny etat
Investment Compliance Specialist, UCITS Regulations Miejsce pracy: Kraków Your responsibilities Daily and monthly monitoring of fund portfolios to ensure that funds are in compliance with regulatory documentation guidelines, in accordance with department schedule,
Reviewing reports produced from the compliance monitoring system, Charles River Development, take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues,
Completing testing on rules that are set up through Charles River Development and research any inquiries that may arise,
Assist the Fund Administration Compliance Supervisor and Manager in developing ways to enhance and automate the compliance function for areas that are manual,
Developing and maintain a working familiarity with applicable laws, regulations and interpretation governing the administration of mutual funds. This includes the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars,
Performing special projects as assigned by the Fund Administration Compliance Supervisor,
Develop and maintain methods to enhance procedures with respect to the compliance monitoring function,
Assisting in the implementation and ongoing development of the automated compliance program and any further enhancements,
Develop and maintain a strong client service relationship with clients.
Our requirements Experience with Charles River Developments ComplianceMaster compliance monitoring system.
Minimum 4-5 years' experience in investment fund compliance.
Master's degree in finance or related field.
Familiarity with the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars
What we offer 2 additional days added to your holiday calendar for Culture Celebration and Community Service
Private medical care for you and your family
Life Insurance
Hybrid Working Opportunities
Professional trainings and qualification support
Thrive Wellbeing Program
Online benefit platform
Contracts for an indefinite period of time with no probation period
Benefits sharing the costs of sports activities
private medical care
sharing the costs of professional training & courses
life insurance
integration events
employee referral program
charity initiatives
extra leave
At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application

What You Can Expect At BBH:


If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can.

You will have direct access to clients, information and experts across all business areas around the world.

BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm.

We encourage a culture of inclusion that values each employee's unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind.

Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage.

Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

Join us as a Compliance Analyst Investor Services

Brown Brothers Harriman is currently recruiting Compliance Analyst Investor Services to join our team.

In this role you will you'll be responsible for supporting the daily compliance monitoring and reporting utilizing Charles River Development's Compliance Master system.

Your knowledge of investment restrictions and compliance monitoring will enable you to multi-task in a fast-paced environment. To be successful, you'll need to be adaptable and easily navigated rapidly changing priorities.
BBH is committed to diversity, innovation and globalization.

Our culture is driven by our goal to provide the best solutions and services to our clients and each other.

Our Partnership structure creates a flat organization that promotes collaboration across all business lines.

We believe that diverse ideas and the ability to come together globally across groups and borders are a competitive advantage.

In order for all our teams to excel, members must trust each other and feel comfortable providing honest input from all perspectives.


This openness sparks innovation and agility, which adds to the entrepreneurial spirit and provides many more career opportunities for our staff.

We are a group of high-performing, dedicated and caring professionals who believe that working together is the foundation for superior client service excellence.

As a BBH professional, your career path is yours to define. We take pride in our ability to retain our best employees.

We help them manage their careers by moving top performers to new areas of BBH where their talents will make the greatest contribution.

As soon as you walk through the doors at BBH, we provide you with the tools to help you succeed and grow your career.

Brown Brothers Harriman Brown Brothers Harriman (BBH) is a privately-held financial institution and has been a thought leader and solutions provider for almost 200 years.

We serve the most sophisticated individuals and institutions with award-winning expertise in Investment Management, Private Banking, and Investor Services. Our 5,000 colleagues operate from 18 cities throughout North America, Europe and Asia.