Investment Compliance Specialist, UCITS Regulations

2 tygodni temu

Kraków, Lesser Poland Brown Brothers Harriman Pełny etat

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee's unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

Join us as an Investment Compliance Specialist, UCITS Regulations

Brown Brothers Harriman is currently recruiting Investment Compliance Specialistto join our team. In this role you will you'll be responsible for supporting the daily compliance monitoring and reporting utilizing Charles River Development's Compliance Master system. Your knowledge of investment restrictions and compliance monitoring will enable you to multi-task in a fast-paced environment. To be successful, you'll need to be adaptable and easily navigated rapidly changing priorities.

Some of your key responsibilities include:

·Daily and monthly monitoring of fund portfolios to ensure that funds are in compliance with regulatory documentation guidelines, in accordance with department schedule,

·Reviewing reports produced from the compliance monitoring system, Charles River Development, take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues,

·Completing testing on rules that are set up through Charles River Development and research any inquiries that may arise,

·Assist the Fund Administration Compliance Supervisor and Manager in developing ways to enhance and automate the compliance function for areas that are manual,

·Developing and maintain a working familiarity with applicable laws, regulations and interpretation governing the administration of mutual funds. This includes the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars,

·Performing special projects as assigned by the Fund Administration Compliance Supervisor,

·Develop and maintain methods to enhance procedures with respect to the compliance monitoring function,

·Assisting in the implementation and ongoing development of the automated compliance program and any further enhancements,

·Develop and maintain a strong client service relationship with clients.

What we offer:

·2 additional days added to your holiday calendar for Culture Celebration and Community Service

·Private medical care for you and your family

·Life Insurance

·Hybrid Working Opportunities

·Professional trainings and qualification support

·Thrive Wellbeing Program

·Online benefit platform

·Contracts for an indefinite period of time with no probation period

Desired Qualifications:

·Experience with Charles River Developments ComplianceMaster compliance monitoring system.

·Minimum 4-5 years' experience in investment fund compliance.

·Master's degree in finance or related field.

·Familiarity with the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars

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