Regulatory Operations Specialist
1 tydzień temu
About Us
At Infotree Global Solutions, we are committed to delivering innovative solutions that drive business growth and success.
Company Overview
Our company is a leading provider of financial services, with a strong presence in the EMEA region. We offer a wide range of products and services, including banking, securities, and asset management.
Job Summary
We are seeking an experienced Regulatory Operations Specialist to join our team in EMEA. This role will be responsible for ensuring compliance with regulatory requirements, managing client assets, and providing support to our operations teams.
Key Responsibilities
- Manage non-financial regulatory reporting obligations, particularly CASS;
- Analyze reporting exceptions, remediation, and corrective actions, working closely with Operations, Remediation, and Engineering teams;
- Daily management of Client money Custody short falls for EMEA Client Assets entities;
- Involvement in CASS breach management, remediation reporting to FCA;
- Ensure that relevant Client Assets procedures are designed and operating effectively;
- Facilitate the Monthly Client Money and Asset Return (CMAR) reporting to the FCA;
- Liaise with various CASS community teams on inputs to daily calculations managing escalations;
- Maintain up-to-date knowledge around the interpretation and adherence to Client Assets rules;
- Participate in the implementation of rule changes impacting Operations teams;
- Provide support on projects/business initiatives that have an impact on firms' Client Assets obligations;
- Participate in Client Asset commercial initiatives;
- Develop Business Intelligence skills to utilize in day-to-day processes and in long-term projects;
- Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives across the global Regulatory Operations department.
Requirements
- Bachelor's degree with at least 2 years of experience in financial services;
- Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail;
- Must have strong communication skills to clearly articulate issues and ideas, provide timely escalation;
- Good interpersonal skills to build strong relationships with key stakeholders within and outside of Operations;
- Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities within deadlines;
- Flexible and able to work well under pressure in a team environment.
What We Offer
We offer a competitive salary of €60,000 - €80,000 per annum, depending on experience, plus benefits including a pension scheme, life insurance, and professional development opportunities. Our office is located in a central location, with easy access to public transportation. As a member of our team, you will have the opportunity to work on exciting projects, develop your skills and expertise, and contribute to the success of our organization.
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