Regulatory Compliance Specialist

2 tygodni temu


Warszawa, Mazovia, Polska Infotree Global Solutions Pełny etat

Infotree Global Solutions is a leading global financial entity offering a wide array of services including investment banking, asset management, and private wealth management. Renowned for its commitment to customer service, integrity, and fostering sustainable economic growth, it operates a worldwide network aimed at serving corporations, institutions, governments, and individuals. With a legacy of excellence and innovation, it is focused on turning insights into opportunities, providing expert advice, and delivering comprehensive solutions across both public and private markets.

Job Description

This role will be responsible for ensuring thorough due diligence is conducted in line with CFTC Dodd Frank, SEC SBS, and EMIR regulations. Additionally, you will develop a deep understanding of the firm's regulatory due diligence policies and approve the opening of new accounts ensuring compliance with regulatory frameworks.

You will also be responsible for designing and updating procedures to reflect regulatory changes and improving process efficiency. Furthermore, you will work closely with both internal and external clients to gather necessary onboarding documents and requirements, handle queries related to client accounts and relationships, and ensure all communications are maintained at the highest professional standard.

As a key member of the team, you will manage projects ranging from small enhancements to large-scale, global initiatives. You will also be responsible for timely and effective escalation of potential issues with actionable resolutions and developing required reports, maintaining workflow clarity and consistency, and implementing operational efficiencies.

Required Skills and Qualifications
  • Bachelor's degree in a relevant field
  • Exceptional written and oral communication abilities
  • Ability to engage effectively and persuasively with clients and senior management
  • Strong analytical skills and problem-solving capabilities with meticulous attention to detail
  • Highly self-motivated with a proven track record of taking ownership and accountability of projects
  • Excellent interpersonal skills and experience in managing stakeholder relationships on a global scale
  • Well-versed in Microsoft Office and proficient with web-based applications
What We Offer

We offer a competitive salary and benefits package. Our dynamic and inclusive work environment provides opportunities for professional growth and advancement.

The estimated salary for this position is $120,000 - $150,000 per year, depending on location and experience.



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