C&ORC Business Control Assurance SOX Senior Specialist

2 tygodni temu

Kraków, Lesser Poland UBS Pełny etat
Your role
Do you have a knack for SOX audit? Are you at your best when supporting others? We're looking for someone like that to:

  • Analyse and understand key operational, and financial reporting controls within the assigned areas and scope for SOX reviews
  • Perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
  • Support stakeholders in understanding reported control deficiencies and related risks
  • Escalate any potential testing issues / exceptions to appropriate teams
  • Maintain the testing documentation and logs, ensuring they are kept uptodate and detailed
  • Perform quality assurance reviews of the work of more junior staff
  • Contribute to improvement and development of the Testing Approach
  • Actively manage the work within the team to meet agreed deadlines, oversee the teams assignments through completion
- act as a subject matter expert and a role model to more junior staff,

  • Share and maintain operational, financial and compliance knowledge
Your team

You'll be working in Compliance & Operational Risk Control (C&ORC) Business Control Assurance team in Krakow and Wroclaw, Poland.

C&ORC Business Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.

Your expertise
You have

  • 5+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
  • University degree or equivalent qualification (preferably Accounting, Finance or similar)
  • Suitable professional qualification such as CIA, ACA, ACCA preferable although not necessarily a prerequisite for this role
  • Excellent communication skills, both oral and written; fluent in English
You are

  • Strong at organisational skills especially in planning and record keeping
  • Strong at analytical, problemsolving and synthesizing skills (you know how to figure stuff out)
  • Good at people skills and the ability to work in a diverse team and build relationships with people who you are reviewing/testing
  • Good at enabling effective interaction with key stakeholders through tenacity and diplomacy
  • Having excellent closure skills
  • Resultoriented and assertive (you don't shy away from challenging situations)
  • Known for hitting deadlines
About us
UBS is the world's largest and the only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working.

Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.


From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.

We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.

Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer.

We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

  • C&ORC Business Control Assurance SOX Tester

    4 tygodni temu

    Kraków, Lesser Poland UBS Pełny etat

    Your role Do you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to:perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines- maintain high quality testing documentation- address and clear any review points raised through Quality...

  • C&ORC Business Control Assurance SOX Tester

    2 tygodni temu

    Kraków, Lesser Poland UBS Pełny etat

    Your role Do you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to:perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines- maintain high quality testing documentation- address and clear any review points raised through Quality...

  • C&ORC Business Control Assurance SOX Tester

    3 tygodni temu

    Kraków, Lesser Poland UBS Pełny etat

    Your role Do you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to:perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines- maintain high quality testing documentation- address and clear any review points raised through Quality...

  • Controls Assurance Specialist

    4 tygodni temu

    Kraków, Lesser Poland Shell Business Operations Pełny etat

    Central Testing Excellence (CTE) Team is Shell's centralized Line of Defense 2 (LOD2) function that helps to ensure Shell financial control framework is effectively managed. The Team provides independent assurance by testing design and operating effectiveness of internal controls over financial reporting (SOX and non-SOX) on behalf of Shell Management. By...

  • Controls Assurance Specialist

    1 miesiąc temu

    Kraków, Lesser Poland Shell Business Operations Pełny etat

    Central Testing Excellence (CTE) Team is Shell's centralized Line of Defense 2 (LOD2) function that helps to ensure Shell financial control framework is effectively managed. The Team provides independent assurance by testing design and operating effectiveness of internal controls over financial reporting (SOX and non-SOX) on behalf of Shell Management. By...

  • IS Application Specialist

    2 tygodni temu

    Kraków, Lesser Poland Crossweb Pełny etat

    IS Application Specialist - ABB - Crossweb Crossweb -> ABB -> IS Application Specialist IS Application Specialist Dodano: 5 dni temu Podstawowe informacje Typ: Inne Poziom: regular formalności Typ umowy: Umowa o pracę Wymagane technologie /narzędzia Oczekiwane: agile inne wymagania Doświadczenie: 500 Wykształcenie: 500 Benefity dla pracowników...

  • Document control specialist

    2 tygodni temu

    Kraków, Lesser Poland HAYS POLAND Sp. z o.o. Pełny etat

    Document control specialistlokalizacja: Kraków (małopolskie)numer referencyjny:W związku z rozwojem naszego klienta, międzynarodowej firmy z branży petrochemicznej o ugruntowanej pozycji na rynku, poszukujemy osób na stanowisko: Document Control ServicesProject context: Controls all aspects of project documentation (numbering & identification of...

  • Direct Tax Specialist

    2 tygodni temu

    Kraków, Lesser Poland Shell Business Operations Pełny etat

    Description:The Direct Tax Specialist role is designed for supporting and delivering activities carried out by the Manage Direct Tax team (MDT Team). It provides a very good exposure on Direct Tax Compliance and Group Reporting. The role also involves individual contributor responsibilities, primarily as a preparer of a limited number of legal entities in...

  • Control Design and Oversight Senior Lead

    2 tygodni temu

    Kraków, Lesser Poland ITDS Business Consultants Pełny etat

    Control Design and Oversight Senior LeadJoin us, and manage impactful cybersecurity policies and proceduresKrakow-based opportunity with the possibility to work 100% remotelyAs a Cybersecurity Control Design and Oversight Lead, you will be working for our client, a global financial institution. This role is crucial in designing and maintaining the...

  • Control Design and Oversight Senior Lead

    2 tygodni temu

    Kraków, Lesser Poland ITDS Business Consultants Pełny etat

    Control Design and Oversight Senior LeadJoin us, and manage impactful cybersecurity policies and proceduresKrakow-based opportunity with the possibility to work 100% remotelyAs a Cybersecurity Control Design and Oversight Lead, you will be working for our client, a global financial institution. This role is crucial in designing and maintaining the...

  • Senior C++ Developer

    2 tygodni temu

    Kraków, Lesser Poland C-Support Pełny etat

    Rodzaj umowyumowa o pracę / umowa o dzieło / kontrakt b2b Naszym klientem jest międzynarodowa firma z siedzibą w New Jersey, która specjalizuje się w tworzeniu aplikacji mobilnych, internetowych oraz systemów korporacyjnych. Aktualnie poszukujemy dla niego ambitnej, doświadczonej osoby na stanowisko Senior C++ developera (Team Lead)Miejsce pracy :...

  • Senior Business Analyst

    2 tygodni temu

    Kraków, Lesser Poland ITDS Business Consultants Pełny etat

    Join us, and make a difference in global financial transparencyKrakow-based opportunity with the possibility to work 70% remotelyAs a Senior Business Analyst, you will be working for our client, a leading global financial institution, on a critical regulatory compliance project. The project aims to meet the requirements of the BCBS "Fundamental Review of the...

  • Senior Business Analyst

    2 tygodni temu

    Kraków, Lesser Poland ITDS Business Consultants Pełny etat

    Join us, and make a difference in global financial transparencyKrakow-based opportunity with the possibility to work 70% remotelyAs a Senior Business Analyst, you will be working for our client, a leading global financial institution, on a critical regulatory compliance project. The project aims to meet the requirements of the BCBS "Fundamental Review of the...

  • Senior C# C+ developer

    2 tygodni temu

    Kraków, Lesser Poland NETZSCH Instrumenty Pełny etat

    FOR OUR LOCATION IN KRAKOW WE ARE SEEKING YOU AS SOFTWARE DEVELOPER (M/F/D) NETZSCH Instrumenty Sp. z. o. o. , located in Krakow, Poland, is a subsidiary of NETZSCH-Gerätebau GmbH. NETZSCH-Gerätebau GmbH is a successful, innovative company offering a wide range of possibilities for your professional development. We are a global leader in a high-tech niche...

  • Technology Control Change Manager

    2 tygodni temu

    Kraków, Lesser Poland ITDS Business Consultants Pełny etat

    Join us, and champion a culture of continuous improvementKrakow-based opportunity with the possibility to work fully remotelyAs a Technology Control Change Manager, you will be working for our client, a global banking institution, assisting in the efficient management of operational risk and control within the Chief Control Office (CCO).Your main...

  • Accounts Receivable Senior Specialist

    2 tygodni temu

    Kraków, Lesser Poland ABB Pełny etat

    Accounts Receivable Senior Specialist (Collection) with French Kraków, Lesser Poland Voivodeship You will be working in the finance team in the Services (BS) organization, in the largest center located in Krakow, helping to process accounts receivable transactions in a complete, accurate and timely manner. Reporting to the Accounts Receivable Team Leader...

  • Accounts Receivable Senior Specialist

    2 tygodni temu

    Kraków, Lesser Poland ABB Schweiz AG Pełny etat

    Accounts Receivable Senior Specialist (Collection) with TurkishAt ABB, we are dedicated to addressing global challenges. Our core values: care, courage, curiosity, and collaboration - combined with a focus on diversity, inclusion, and equal opportunities - are key drivers in our aim to empower everyone to create sustainable solutions.Write the next chapter...

  • Accounts receivable senior specialist

    1 tydzień temu

    Kraków, Lesser Poland ABB Schweiz AG Pełny etat

    Accounts Receivable Senior Specialist (Collection) with English At ABB, we are dedicated to addressing global challengesOur core values: care, courage, curiosity, and collaboration - combined with a focus on diversity, inclusion, and equal opportunities - are key drivers in our aim to empower everyone to create sustainable solutions.That's our story. Make it...

  • C++ Developer

    2 tygodni temu

    Kraków, Lesser Poland C-Support Pełny etat

    Rodzaj umowyumowa o pracę / umowa o dzieło / kontrakt b2b Naszym klientem jest międzynarodowa firma z siedzibą w New Jersey, która specjalizuje się w tworzeniu aplikacji mobilnych, internetowych oraz systemów korporacyjnych. Aktualnie dla naszego klienta poszukujemy ambitnej osoby na stanowisko C++ Developer (Mid/Senior)Miejsce pracy : 100% zdalnie/...

  • Quality Assurance Specialist

    2 tygodni temu

    Kraków, Lesser Poland Alfa Laval Mid Europe GmbH Pełny etat

    Quality Assurance Specialist page is loaded Quality Assurance Specialist Apply locations Krakow time type Full time posted on Posted 3 Days Ago job requisition id JR Every day, we get opportunities to make a positive impact – on our colleagues, partners, customers and society. Together, we're pioneering the solutions of the future and unlocking the full...