C&ORC Business Control Assurance SOX Tester

4 tygodni temu

Kraków, Lesser Poland UBS Pełny etat
Your role
Do you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to:

  • perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
- maintain high quality testing documentation
- address and clear any review points raised through Quality Assurance (QA) review in a timely manner
- escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately
- support Control Owners, onshore Process Owners and Operational Risk Controllers in understanding reported control deficiencies and related risks
- provide timely updates to the testing progress status tracker and stream leads
- share and maintain knowledge

Your team

You'll be working in Compliance & Operational Risk Control (C&ORC) Business Control Assurance team in Krakow and Wroclaw, Poland.

C&ORC Business Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.

Your expertise
You have

  • 2+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
  • University degree or equivalent qualification (preferably Accounting, Finance or similar)
  • Experience performing tests of controls including SOX specific testing (preferable)
  • Very good written and spoken English
  • ACCA/CIA or equivalent audit or accounting qualification would be an asset.
You are

  • Strong at organising skills, especially in planning and record keeping,
  • Strong at analytical, problemsolving and synthesizing skills,
  • Good at people skills and the ability to work in a diverse team and build relationships with people who you are reviewing/testing,
  • Good at enabling effective interaction with key stakeholders through tenacity and diplomacy,
  • Having excellent closure skills,
  • Resultoriented and assertive (you don't shy away from challenging situations)
  • Known for hitting deadlines.
About us
UBS is the world's largest and the only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working.

Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.


From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.

We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.

Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer.

We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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