Investment Compliance Specialist, UCITS Regulations

4 miesięcy temu

Kraków, Polska Brown Brothers Harriman Pełny etat

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

Join us as an Investment Compliance Specialist, UCITS Regulations

Brown Brothers Harriman is currently recruiting Investment Compliance Specialistto join our team. In this role you will you’ll be responsible for supporting the daily compliance monitoring and reporting utilizing Charles River Development's Compliance Master system. Your knowledge of investment restrictions and compliance monitoring will enable you to multi-task in a fast-paced environment. To be successful, you’ll need to be adaptable and easily navigated rapidly changing priorities.

Some of your key responsibilities include:

·Daily and monthly monitoring of fund portfolios to ensure that funds are in compliance with regulatory documentation guidelines, in accordance with department schedule,

·Reviewing reports produced from the compliance monitoring system, Charles River Development, take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues,

·Completing testing on rules that are set up through Charles River Development and research any inquiries that may arise,

·Assist the Fund Administration Compliance Supervisor and Manager in developing ways to enhance and automate the compliance function for areas that are manual,

·Developing and maintain a working familiarity with applicable laws, regulations and interpretation governing the administration of mutual funds. This includes the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars,

·Performing special projects as assigned by the Fund Administration Compliance Supervisor,

·Develop and maintain methods to enhance procedures with respect to the compliance monitoring function,

·Assisting in the implementation and ongoing development of the automated compliance program and any further enhancements,

·Develop and maintain a strong client service relationship with clients.

What we offer:

·2 additional days added to your holiday calendar for Culture Celebration and Community Service

·Private medical care for you and your family

·Life Insurance

·Hybrid Working Opportunities

·Professional trainings and qualification support

·Thrive Wellbeing Program

·Online benefit platform

·Contracts for an indefinite period of time with no probation period

Desired Qualifications:

·Experience with Charles River Developments ComplianceMaster compliance monitoring system.

·Minimum 4-5 years’ experience in investment fund compliance.

·Master's degree in finance or related field.

·Familiarity with the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars

  • Investment Compliance Specialist, Senior Associate

    3 dni temu

    Kraków, Polska State Street Pełny etat

    Purpose Of Role:Under supervision of Supervisor or Manager, the Investment Compliance Specialist will engage in various projects, special analysis and initiatives relating to technical aspects of the businessProvide technical support to Supervisor and Compliance teams to ensure all deliverables are produced and dispatched on time in accordance with client...

  • Investment Compliance Analyst, Associate 1

    1 miesiąc temu

    Kraków, Polska State Street Pełny etat

    Do you like Sherlock Holmes mindset? Do you enjoy resolving complex cases? Do you have an eye for details? If so, we might be looking for you to join our Investment Compliance team. Investment Compliance Analyst does perform actual fund investments vs investment market standard analyses – all to protect investor’s best interest. On a daily basis,...

  • Investment Compliance Analyst, Associate 1

    4 dni temu

    Kraków, Polska State Street Pełny etat

    Do you like Sherlock Holmes mindset? Do you enjoy resolving complex cases? Do you have an eye for details? If so, we might be looking for you to join our Investment Compliance team. Investment Compliance Analyst does perform actual fund investments vs investment market standard analyses – all to protect investor’s best interest. On a daily basis,...

  • Investment Compliance, Senior Associate

    1 miesiąc temu

    Kraków, Polska State Street Pełny etat

    Purpose of the RoleInvestment Compliance Specialist's core responsibility is monitoring of compliance results on client portfolios and coordinating work of the team. Under the supervision of Manager, the Investment Compliance Specialist will engage in various projects, non-standard analysis and initiatives related to technical aspects of the...

  • Investment Compliance, Senior Associate

    2 miesięcy temu

    Kraków, Polska State Street Pełny etat

    Purpose of the Role Investment Compliance Specialist's core responsibility is monitoring of compliance results on client portfolios and coordinating work of the team. Under the supervision of Manager, the Investment Compliance Specialist will engage in various projects, non-standard analysis and initiatives related to technical aspects of the business. ...

  • Compliance Analyst

    3 tygodni temu

    Kraków, Polska Verisk Pełny etat

    Job Description Do you have experience in compliance, audit or internal controls? Are you ready to take your professional career to the next level with a global organization? We are looking for another team member to join a Compliance Team at Verisk Krakow! Curious what the role is about? Take a look at the description below. As a  Privacy Analyst...

  • IT Risk

    4 miesięcy temu

    Kraków, Polska HITACHI ENERGY SERVICES SP. Z O.O. Pełny etat

    Description : As Risk & Compliance Specialist , your mission is to keep Information Technology risks and compliance issues away from Hitachi Energy. To accomplish this mission, you will liaise with internal customers and subject matter experts across the company. You will be responsible to govern IT risk and compliance actions portfolio and steer IT...

  • Junior Compliance Specialist

    1 miesiąc temu

    Kraków, Polska Verisk Pełny etat

    Job Description Are you eager to kick-start your career in compliance within a global organization? Join our Compliance Team at Verisk Krakow and become an integral part of our international team! Curious to know more about this exciting opportunity? Read on for the full role description. Conducts audits of Managing General Agent (MGA) customers ...

  • Compliance Specialist

    4 tygodni temu

    Kraków, Polska OTCF S.A. Pełny etat

    Rok 2024 przynosi nam kolejne triumfy sportowe i biznesowe! Na Igrzyskach Olimpijskich w Paryżu ubraliśmy 6 Komitetów Olimpijskich oraz lekkoatletów z 3 krajów, w tym reprezentantów Polskiego Związku Lekkiej Atletyki. Z dumą przygotowujemy profesjonalne stroje m.in. dla Reprezentacji Polski w koszykówce i ampfutbolu, kilku klubów piłkarskiej PKO...

  • Compliance Specialist

    4 dni temu

    Kraków, Polska OTCF S.A. Pełny etat

    Rok 2024 przynosi nam kolejne triumfy sportowe i biznesowe! Na Igrzyskach Olimpijskich w Paryżu ubraliśmy 6 Komitetów Olimpijskich oraz lekkoatletów z 3 krajów, w tym reprezentantów Polskiego Związku Lekkiej Atletyki. Z dumą przygotowujemy profesjonalne stroje m.in. dla Reprezentacji Polski w koszykówce i ampfutbolu, kilku klubów piłkarskiej PKO...

  • SCM Regulatory Compliance Data Governance Specialist

    4 miesięcy temu

    Kraków, Polska HITACHI ENERGY TECHNOLOGY SERVICES PRIVATE LIMITED Pełny etat

    Description : Mission Statement: We are on the hunt for a Regulatory Compliance Data Governance Specialist who is passionate about fostering a data-centric culture within our Supply Chain Management (SCM) Function. This pivotal role is a cornerstone in sculpting our SCM regulatory compliance data governance framework, aiming to elevate data quality...

  • Compliance Specialist

    2 miesięcy temu

    Kraków, Polska OTCF S.A. Pełny etat

    Rok 2023 zapisał się w historii OTCF S.A. jako kolejny rok intensywnego rozwoju oraz sportowych sukcesów. Jesteśmy partnerem technicznym Zaksy, trzykrotnego zwycięzcy siatkarskiej Ligi Mistrzów, a ponadto ubieramy wszystkie reprezentacje Polski w koszykówce i wszystkich klubów koszykarskiej ekstraklasy kobiet i mężczyzn. Do grona naszych...

  • Business Risk Specialist

    3 tygodni temu

    Kraków, Polska HAYS Pełny etat

    Business Risk SpecialistKrakówNR REF.: 1188350W związku z rozwojem naszego klienta, międzynarodowej firmy w zarządzaniu ryzykiem, pośrednictwie ubezpieczeniowym i reasekuracyjnym, a także doradztwie i outsourcingu w obszarze zarządzania kapitałem ludzkim, poszukujemy osób na stanowisko: Business Risk SpecialistJob Responsibilities:✓ monitoring...

  • Fuels Compliance Engineer/Chemical Engineer

    4 miesięcy temu

    Kraków, Polska Royal and Ross Pełny etat

    Chemical Engineer/Fuels Compliance Engineer Full time- onsite 3 days a week POSITION SUMMARY Our client is seeking a (Chemical Engineer) / Fuels Compliance Engineering in Sugar Land, Texas, who will be developing and supporting the compliance tools and data required for our client’s national, state, and international renewable fuel programs with a...

  • Sustainability Compliance Reviewer

    1 miesiąc temu

    Kraków, Polska SGS Pełny etat

    Job Description As a Sustainability Compliance Reviewer  for our sustainability products, you will play a crucial role in ensuring the accuracy and compliance of our auditing processes. You will be responsible for reviewing auditors' reports for inconsistencies, particularly in complex areas such as European waste legislation, fuel production and...

  • Junior SocialMedia Specialist

    3 miesięcy temu

    Kraków, Polska L.M. GROUP POLAND Sp. z o.o. Pełny etat

    L.M. Group Poland to agencja rekrutacyjna, która od lat pomaga kandydatom znaleźć zatrudnienie na terenie całego kraju, odpowiadające ich kwalifikacjom oraz doświadczeniu. Działamy szybko i skutecznie, dostosowując nasze usługi do potrzeb rynku i oczekiwań naszych klientów. Wierzymy, że kluczem do sukcesu jest zrozumienie potrzeb zarówno...

  • Senior Compliance Specialist

    3 tygodni temu

    30-347 Kraków, Polska Andea Sp. z o.o. Pełny etat

    About Andea:Andea specializes in delivering manufacturing technology services and solutions, from conducting technical assessments and providing strategic manufacturing systems to managing global MES rollouts. Our employees are process experts in production and logistics, quality management, and production data analysis. We have successfully delivered...

  • Ethics and Compliance Specialist

    7 godzin temu

    Kraków, Polska IAG GBS Pełny etat

    Job DescriptionPurpose of the role:Support IAG GBS Compliance Officer with regard to their accountabilities and responsibilities as outlined in the IAG Group Ethics & Compliance Charter and in relation to the following areas: culture of integrity; governance & oversight; third party due diligence (KYC) process; training & communications, policies &...

  • Sustainability Compliance Reviewer

    1 miesiąc temu

    Kraków, Polska SGS Pełny etat

    Job DescriptionAs a Sustainability Compliance Reviewer for our sustainability products, you will play a crucial role in ensuring the accuracy and compliance of our auditing processes. You will be responsible for reviewing auditors' reports for inconsistencies, particularly in complex areas such as European waste legislation, fuel production and trade, mass...

  • Investment Portfolio Analysis Senior Specialist, Associate 2

    3 miesięcy temu

    Kraków, Polska State Street Pełny etat

    Who we are looking for An open-minded person who would like to contribute to expansion of Alpha footprint in Poland. Someone who values great work atmosphere, being close to the managers, achieving goals and resolving problems as a group within one big global Alpha team. We are looking for someone who believes that constant and conscious daily work combined...