Regulatory Compliance Specialist
3 dni temu
We are seeking a skilled Risk & Compliance Consultant to join our team in London. As a key member of our team, you will be responsible for ensuring the Practice's compliance with regulatory requirements and industry standards.
Main Tasks:- Risk Identification and Assessment:
- Identify potential risks across the Practice
- Assess the likelihood and impact of each risk
- Compliance Oversight:
- E nsure the Practice adheres to all applicable laws and regulations
- Monitor changes in legislation and regulations, advising the Practice on necessary changes
- Policy and Procedure Development:
- Develop and implement risk management and compliance policies and procedures
- Reporting and Stakeholder Engagement:
- Prepare and present compliance and risk management reports to senior management and stakeholders
- Continuous Improvement:
- Continuously monitor and improve risk management and compliance processes
- Experience in risk management and compliance
- Strong knowledge of relevant FCA regulation and industry standards
- Dip PFS or equivalent qualification
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