Regulatory Compliance Specialist

3 dni temu


Łódź, Łódź Voivodeship, Polska Clear IT Recruitment Pełny etat
Job Overview

We are seeking a skilled Risk & Compliance Consultant to join our team in London. As a key member of our team, you will be responsible for ensuring the Practice's compliance with regulatory requirements and industry standards.

Main Tasks:
  1. Risk Identification and Assessment:
    • Identify potential risks across the Practice
    • Assess the likelihood and impact of each risk
  2. Compliance Oversight:
    • E nsure the Practice adheres to all applicable laws and regulations
    • Monitor changes in legislation and regulations, advising the Practice on necessary changes
  3. Policy and Procedure Development:
    • Develop and implement risk management and compliance policies and procedures
  4. Reporting and Stakeholder Engagement:
    • Prepare and present compliance and risk management reports to senior management and stakeholders
  5. Continuous Improvement:
    • Continuously monitor and improve risk management and compliance processes
    Requirements:
  • Experience in risk management and compliance
  • Strong knowledge of relevant FCA regulation and industry standards
  • Dip PFS or equivalent qualification


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