Investment Compliance Specialist
2 tygodni temu
We are seeking a highly skilled Investment Compliance Specialist to join our team at State Street. As a key member of our compliance team, you will be responsible for monitoring compliance results on client portfolios and coordinating work with the team.
Key Responsibilities:
- Take responsibility for the quality and timelines of service provided and ensure the team meets green KPI targets.
- Take a leading role in the review of processes, procedures, controls, and initiate remedial action as necessary.
- Participate as a technical SME in the development, testing, and implementation of new systems and products.
- Raise, escalate, and track resolution progress of operational issues, provide timely updates, and report status.
- Evaluate the continuing effectiveness and accuracy of processes to suggest improvements and create developments.
- Contribute to analysis and planning of operating models with the aim of standardizing processes and establishing best practice.
- Assist in operational capacity calculation of the team/function/unit.
Requirements:
- Advanced technical and financial knowledge regarding Investment Compliance processes and systems.
- Excellent computer skills, including knowledge of Excel spreadsheets and database applications.
- Accuracy and ability to work with deadlines.
- Understanding of SQL query language and VBA would be an asset.
- Excellent English.
- Proactivity and creativity in issue-solving.
- Promoting an active and committed attitude, be open to questions and discussions.
- Motivating colleagues to make independent decisions.
- Effective time management and good organizational skills to meet deadlines related to projects and daily work.
- Accountancy/Business/Science-related degree (preferred).
- At least 3 years of previous experience in the fund industry/back office service.
About State Street
State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading, and investment management to institutional clients.
What We Offer
We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance, and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity, and Social Responsibility
We truly believe our employees' diverse backgrounds, experiences, and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity, and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs, and access to employee networks that help you stay connected to what matters to you.
State Street is an Equal Opportunity and Affirmative Action Employer
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