Compliance Risk Testing Analyst, Assistant Vice President, Hybrid
4 tygodni temu
About the Role
We are seeking a Compliance Risk Testing Analyst – Assistant Vice President, Hybrid to join our team. As a key member of our global team, you will contribute to the development and execution of regulatory testing and controls testing to ensure State Street's compliance with applicable laws, regulations, and internal policies.
Key Responsibilities
- Lead process walkthroughs and design monitoring and testing activities for areas deemed to be of higher focus.
- Perform an analysis of evidentiary data and draw conclusions as to the adequacy and effectiveness of business controls or whether a regulatory obligation has been breached.
- Ensure that workpapers are thorough, well-organized, and support the work executed, including evidence of exceptions identified.
- Draft reports that are appropriate for executive level consumption to clearly communicate results, risks, and key issues.
- Maintain current knowledge of regulators' focus areas, recent enforcement actions, and industry practices generally.
Requirements
- Excellent written, verbal, and interpersonal skills.
- Ability to effectively prioritize multiple tasks and work collaboratively as part of an international team across multiple locations with global stakeholders.
- Ability to evaluate detailed business data and test results with healthy skepticism and an understanding of when and how to challenge.
- Inclusive mindset that recognizes the value of building relationships across a diverse global team and demonstrate an ability to work across cultures with adaptability and flexibility.
- Enthusiasm for learning and an aptitude to learn quickly, and the motivation to use thought leadership to continue to grow the Compliance Risk Testing Team.
About State Street
State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
What We Offer
- Permanent contract from day one.
- Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off).
- Premium life insurance package and private pension plan.
- Gold medical package.
- Work from home solutions.
- Language classes, soft skills trainings, technical workshops.
- Development sessions with a mentor.
- Diversity of opportunities across a range of challenging and complex activities.
Join Our Team
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.
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