Regulatory Operations Specialist

4 tygodni temu


Warszawa, Mazovia, Polska Infotree Global Solutions Pełny etat

Job Summary

We are seeking a skilled Regulatory Operations Specialist to join our team at Infotree Global Solutions. This role offers an opportunity to make a significant impact in the regulatory reporting space, a field characterized by rapid change and high importance.

About the Role

The Regulatory Operations team is a group of critical thinkers collaborating with various firm departments to conduct financial analytics and reporting, as well as data analytics and engineering. We ensure smooth business operations across global offices and uphold three core principles: client focus, process innovation, and risk management.

Key Responsibilities

  • Execute non-financial regulatory reporting, focusing on CASS (Client Assets Sourcebook).
  • Analyze reporting exceptions, undertake remediation, and corrective actions in collaboration with Operations, Remediation, and Engineering teams.
  • Manage daily Client money Custody shortfalls for EMEA Client Assets entities.
  • Handle CASS breach management, remediation, and reporting to FCA.
  • Ensure effective design and operation of Client Assets procedures.
  • Facilitate Monthly Client Money and Asset Return (CMAR) reporting to the FCA.
  • Liaise with CASS community teams on daily calculations and manage escalations.
  • Stay updated on Client Assets rules and ensure adherence.
  • Implement operational changes due to rule modifications.
  • Support projects/business initiatives impacting Client Assets obligations.
  • Develop and utilize Business Intelligence skills in daily processes and long-term projects.
  • Collaborate across multiple business lines and stakeholder groups for strategic initiatives.

Requirements

  • Bachelor's degree with at least 2 years of experience in financial services.
  • Strong analytical skills, attention to detail, and understanding of complex workflows.
  • Effective communication skills for issue articulation and escalation.
  • Good interpersonal skills for building relationships within and outside of Operations.
  • Self-motivated, proactive, organized, and capable of managing competing priorities under pressure.


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