Investment Compliance Specialist, UCITS Regulations

5 dni temu


Kraków, Lesser Poland TN Poland Pełny etat

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Client:

Brown Brothers Harriman

Location:Job Category:

Other

EU work permit required:

Yes

Job Reference:

57a7d905fe45

Job Views:

3

Posted:

20.03.2025

Expiry Date:

04.05.2025

Job Description:

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee's unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

Join us as an Investment Compliance Specialist, UCITS Regulations

Brown Brothers Harriman is currently recruiting an Investment Compliance Specialist to join our team. In this role, you'll be responsible for supporting the daily compliance monitoring and reporting utilizing Charles River Development's Compliance Master system. Your knowledge of investment restrictions and compliance monitoring will enable you to multi-task in a fast-paced environment. To be successful, you'll need to be adaptable and easily navigate rapidly changing priorities.

Some of your key responsibilities include:

  1. Daily and monthly monitoring of fund portfolios to ensure compliance with regulatory documentation guidelines, in accordance with department schedule.
  2. Reviewing reports produced from the compliance monitoring system, Charles River Development, taking proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.
  3. Completing testing on rules that are set up through Charles River Development and researching any inquiries that may arise.
  4. Assisting the Fund Administration Compliance Supervisor and Manager in developing ways to enhance and automate the compliance function for areas that are manual.
  5. Developing and maintaining a working familiarity with applicable laws, regulations, and interpretation governing the administration of mutual funds, including UCITS IV and SIF laws and other applicable requirements such as CSSF circulars.
  6. Performing special projects as assigned by the Fund Administration Compliance Supervisor.
  7. Developing and maintaining methods to enhance procedures with respect to the compliance monitoring function.
  8. Assisting in the implementation and ongoing development of the automated compliance program and any further enhancements.
  9. Developing and maintaining a strong client service relationship with clients.

What we offer:

  1. 2 additional days added to your holiday calendar for Culture Celebration and Community Service.
  2. Private medical care for you and your family.
  3. Hybrid Working Opportunities.
  4. Professional trainings and qualification support.
  5. Online benefit platform.
  6. Contracts for an indefinite period of time with no probation period.

Desired Qualifications:

  1. Experience with Charles River Developments ComplianceMaster compliance monitoring system.
  2. Minimum 4-5 years' experience in investment fund compliance.
  3. Master's degree in finance or related field.
  4. Familiarity with the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars.
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