Investment Compliance Specialist, UCITS Regulations
5 dni temu
Social network you want to login/join with:
Client:Brown Brothers Harriman
Location:Job Category:Other
EU work permit required:Yes
Job Reference:57a7d905fe45
Job Views:3
Posted:20.03.2025
Expiry Date:04.05.2025
Job Description:At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application
What You Can Expect At BBH:
If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee's unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.
Join us as an Investment Compliance Specialist, UCITS Regulations
Brown Brothers Harriman is currently recruiting an Investment Compliance Specialist to join our team. In this role, you'll be responsible for supporting the daily compliance monitoring and reporting utilizing Charles River Development's Compliance Master system. Your knowledge of investment restrictions and compliance monitoring will enable you to multi-task in a fast-paced environment. To be successful, you'll need to be adaptable and easily navigate rapidly changing priorities.
Some of your key responsibilities include:
- Daily and monthly monitoring of fund portfolios to ensure compliance with regulatory documentation guidelines, in accordance with department schedule.
- Reviewing reports produced from the compliance monitoring system, Charles River Development, taking proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.
- Completing testing on rules that are set up through Charles River Development and researching any inquiries that may arise.
- Assisting the Fund Administration Compliance Supervisor and Manager in developing ways to enhance and automate the compliance function for areas that are manual.
- Developing and maintaining a working familiarity with applicable laws, regulations, and interpretation governing the administration of mutual funds, including UCITS IV and SIF laws and other applicable requirements such as CSSF circulars.
- Performing special projects as assigned by the Fund Administration Compliance Supervisor.
- Developing and maintaining methods to enhance procedures with respect to the compliance monitoring function.
- Assisting in the implementation and ongoing development of the automated compliance program and any further enhancements.
- Developing and maintaining a strong client service relationship with clients.
What we offer:
- 2 additional days added to your holiday calendar for Culture Celebration and Community Service.
- Private medical care for you and your family.
- Hybrid Working Opportunities.
- Professional trainings and qualification support.
- Online benefit platform.
- Contracts for an indefinite period of time with no probation period.
Desired Qualifications:
- Experience with Charles River Developments ComplianceMaster compliance monitoring system.
- Minimum 4-5 years' experience in investment fund compliance.
- Master's degree in finance or related field.
- Familiarity with the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars.
-
Investment Compliance Officer
1 dzień temu
Kraków, Lesser Poland Universal-Investment Pełny etatJob Description:Universal-Investment is looking for an Investment Compliance Officer to join our team. In this key role, you will be responsible for ensuring that our investment services comply with all applicable laws and regulations. Your expertise will help us maintain the highest standards of regulatory compliance and ensure the integrity of our...
-
Compliance Risk Specialist
4 dni temu
Kraków, Lesser Poland Universal Investment Pełny etatJob DescriptionWe are seeking a highly skilled Compliance Risk Specialist to join our team. The ideal candidate will have first-hand experience in the field of compliance or audit, preferably in a capital management company.About Us:We are a leading fund services platform and Super ManCo with a rich history dating back to 1968.Our innovative fund solutions...
-
Investment Services Administrator
5 dni temu
Kraków, Lesser Poland Universal-Investment Pełny etatMiddle Office Specialist - Trade ManagementUniversal Investment is seeking an experienced Middle Office Specialist to support our growing business in Trade Management.This role entails:Supporting trade confirmation processing and settlement instruction management for various products.Communicating with front office teams, clients, brokers, custodians, and...
-
Financial Compliance Expert
5 dni temu
Kraków, Lesser Poland TN Poland Pełny etatWe are seeking an experienced Financial Compliance Expert to join our team at TN Poland. In this role, you will be responsible for developing and maintaining a working familiarity with applicable laws, regulations, and interpretations governing the administration of mutual funds, including UCITS IV and SIF laws.Your responsibilities will include developing...
-
Investment Operations Specialist
3 dni temu
Kraków, Lesser Poland Universal-Investment Pełny etatSkillful Trade Manager WantedUniversal-Investment is an innovative fund services platform expanding internationally. We are a well-established company in Europe, providing expert solutions for asset managers and institutional investors since 1968.We offer exciting career opportunities for ambitious professionals who want to grow with us.Expertise in trade...
-
AML Compliance Specialist
1 dzień temu
Kraków, Lesser Poland Universal-Investment Pełny etatJob OverviewWe are seeking a highly skilled and experienced professional to join our team as an AML / KYC Subject Matter Expert. As a key member of our compliance department, you will play a critical role in ensuring the effective implementation and ongoing management of our Anti-Money Laundering (AML) and Know Your Customer (KYC) programs.About...
-
EU Regulatory Affairs Specialist
7 dni temu
Kraków, Lesser Poland ChemTox Compliance Pełny etatJoin us at ChemTox Compliance as we seek a highly skilled Senior REACH specialist to enhance our team's capabilities in EU regulatory affairs.About the RoleThe ideal candidate will have a strong background in REACH regulations, with excellent communication skills and the ability to work effectively in a dynamic environment.Key Responsibilities:Develop...
-
Compliance Specialist
1 dzień temu
Kraków, Lesser Poland Universal-Investment Pełny etatJob Overview:Universal-Investment is a leading fund services platform and Super ManCo, providing innovative fund solutions for asset managers and institutional investors since 1968. Our global presence spans Germany, Luxembourg, Ireland, Poland, and international offices in Frankfurt, Krakow, Luxembourg, Dublin, Paris, and Stockholm.We are seeking...
-
Talent Acquisition Specialist
5 dni temu
Kraków, Lesser Poland Universal-Investment Pełny etatTalent Acquisition Specialist - German Speaker6 days ago Be among the first 25 applicantsGrow with us Universal Investment is on its way to becoming Europe's leading fund services platform and Super ManCo. We have provided innovative fund solutions for asset managers and institutional investors since 1968. We operate in fund launch locations across Germany,...
-
Financial Crime Analyst
1 dzień temu
Kraków, Lesser Poland Universal-Investment Pełny etatJob Responsibilities:As a Financial Crime Analyst at Universal-Investment, your primary focus will be on managing financial crime risks associated with our fund services. This involves performing thorough due diligence on clients and investors, ensuring compliance with international regulations, and collaborating closely with our clients to understand their...
-
Risk Management Professional
1 dzień temu
Kraków, Lesser Poland Universal-Investment Pełny etatAbout the Role:We are seeking a Risk Management Professional to join our team at Universal-Investment. In this critical role, you will be responsible for assessing and mitigating financial crime risks associated with our fund services. Your expertise will help us maintain the highest standards of risk management and ensure compliance with international...
-
Regulatory Compliance Associate
4 dni temu
Kraków, Lesser Poland Universal Investment Pełny etatBenefitsWe offer a competitive compensation package, including private health care, travel insurance, life insurance, and more.About Our Benefits:We prioritize employee well-being, offering a range of benefits to support your physical and mental health.We invest in your career growth, providing opportunities for development and recognition.We foster a...
-
Information Security Compliance Specialist
6 dni temu
Kraków, Lesser Poland Motorola Solutions Pełny etatJob OverviewWe are seeking an experienced Information Security Compliance Specialist to join our Data Protection - Products team. As a key member of the team, you will support the response to customer requests for verification of our compliance to information security and privacy industry standards, laws, and regulations.The ideal candidate will have a...
-
Trade Management Specialist
5 dni temu
Kraków, Lesser Poland Universal-Investment Pełny etat(Senior) Middle Office Specialist - Trade ManagementAt Universal Investment, we're on a mission to become Europe's leading fund services platform and Super ManCo. We've been providing innovative fund solutions for asset managers and institutional investors since 1968.Your key responsibilities will include:Servicing trade confirmation processing and...
-
Global Product Registration Manager
7 dni temu
Kraków, Lesser Poland ChemTox Compliance Pełny etatChemTox Compliance is seeking a talented individual to fill the position of Senior Chemical Compliance Officer.About the RoleThe ideal candidate will have a strong background in REACH regulations, with excellent analytical and problem-solving skills.Key Responsibilities:Analyze chemicals policies and provide regulatory expertise.Develop strategies for...
-
Anti-Money Laundering and Sanctions Expert
4 dni temu
Kraków, Lesser Poland Universal Investment Pełny etatCompany OverviewWe are Universal Investment, a pioneering force in the fund services industry since 1968. Our mission is to deliver innovative solutions that empower asset managers and institutional investors to succeed.About Our Culture:We foster a collaborative environment where entrepreneurial spirit thrives.We encourage growth, teamwork, and shared...
-
Investment Governance Specialist
5 dni temu
Kraków, Lesser Poland TN Poland Pełny etatTN Poland offers a hybrid working opportunity that enables you to balance your work and personal life. As a Regulatory Affairs Specialist, you will be responsible for supporting the daily compliance monitoring and reporting using Charles River Development's Compliance Master system.Your responsibilities will include reviewing reports produced from the...
-
Middle Office Specialist
3 dni temu
Kraków, Lesser Poland Universal-Investment Pełny etat(Senior) Middle Office Specialist - Trade ManagementGrow with us Universal Investment is on its way to becoming Europe's leading fund services platform and Super ManCo. We have been providing innovative fund solutions for asset managers and institutional investors since 1968. We are also well established in Luxembourg, Ireland and Germany. From here and from...
-
Talent Acquisition Specialist
5 dni temu
Kraków, Lesser Poland Universal-Investment Pełny etatTalent Acquisition SpecialistWe are seeking an experienced Talent Acquisition Specialist to join our Talent Management team at Universal-Investment-Gesellschaft mbH. As a key member of our HR team, you will be responsible for full-cycle recruiting, ensuring that our hiring process runs smoothly and that we identify top candidates aligned with our company...
-
Compliance and Risk Specialist
3 dni temu
Kraków, Lesser Poland HAYS POLAND Sp. z o.o. Pełny etatAbout This Opportunity:We are seeking a highly skilled Compliance and Risk Specialist to join our team.As a Compliance and Risk Specialist, you will be responsible for identifying and mitigating risks across the organization.You will work closely with our audit team to develop and implement audit plans and conduct financial and operational audits.The ideal...