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Investment Compliance Officer

2 tygodni temu


Kraków, Lesser Poland Universal-Investment Pełny etat
Job Description:
Universal-Investment is looking for an Investment Compliance Officer to join our team. In this key role, you will be responsible for ensuring that our investment services comply with all applicable laws and regulations. Your expertise will help us maintain the highest standards of regulatory compliance and ensure the integrity of our investment operations.

Key responsibilities include:
  • Developing and implementing compliance programs to ensure adherence to regulatory requirements.
  • Conducting thorough reviews and assessments of investment operations to identify potential compliance risks.
  • Collaborating with our client service teams to ensure seamless delivery of our services while maintaining the highest standards of regulatory compliance.
  • Preparing and submitting regular reports to management and relevant stakeholders on compliance trends and issues.
  • Providing training and guidance to colleagues on compliance best practices.